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Curriculum | Compliance School - Advanced

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2025 Schedule

  • Tues, Oct 28

  • Wed, Oct 29

  • Thu, Oct 30

  • Fri, Oct 31

Mon, Oct 27

7:00 AM - 9:00 AM

Registration & Breakfast

9:00 AM - 9:15 AM

Orientation

9:15 AM - 11:45 AM

Harmonizing Varying Workstyles

12:00 PM - 1:15 PM

Team Orientation with Lunch

1:15 PM - 2:30 PM

Managing Compliance Risk - Governance

2:45 PM - 4:45 PM

Managing Compliance Risk - Risk Assessment

5:45 PM - 6:45 PM

Welcome Reception

Tues, Oct 28

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:15 AM

Influencing Management

9:30 AM - 10:45 AM

Case Study 1

11:00 AM - 11:45 AM

Case Study 1 Debrief

11:45 AM - 12:45 PM

Lunch

12:45 PM - 1:00 PM

Presentation

1:00 PM - 2:30 PM

Managing Compliance Risk - Monitoring

2:45 PM - 4:15 PM

Complaint Management

4:30 PM - 5:45 PM

Managing Training

Wed, Oct 29

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:15 AM

Managing Compliance Risk - Reporting

9:30 AM - 12:00 PM

Issue Management & Root Cause Analysis

12:00 PM - 1:00 PM

Lunch

1:00 PM - 1:15 PM

Presentation

1:15 PM - 3:15 PM

Case Study 2

3:30 PM - 4:30 PM

Case Study 2 DEBRIEF

5:30 PM - 8:30 PM

Mid-Week Celebration

Thu, Oct 30

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:30 AM

Data Analytics

9:45 AM - 10:45 AM

Change Management

11:00 AM - 12:15 PM

Exam & Audit Management

12:15 PM - 1:15 PM

Lunch

1:15 PM - 2:45 PM

Regulator Panel

3:00 PM - 5:00 PM

Case Study 3

Fri, Oct 31

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 10:00 AM

Case Study Presentations

10:15 AM - 11:15 AM

Effective Partner Engagement

11:15 AM - 12:15 PM

Championing an Inclusive, Supportive & Competitive Culture

Please do not make travel plans to depart before the session ends at 12:15pm. If submitting for credit and you elect to depart early, we cannot grant a certificate of completion.

This program is subject to change. Please bookmark this page to check for continuing updates. Read ABA Conference and School Policies to help answer additional questions.

Keep Me Informed

Get updates on the next session of the Compliance Schools. Contact Nyel Rountree if you have any questions.