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Curriculum | Compliance School - Advanced

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2026 Schedule

  • Tues, Oct 20

  • Wed, Oct 21

  • Thu, Oct 22

  • Fri, Oct 23

Mon, Oct 19

7:00 AM - 9:00 AM

Registration & Breakfast

9:00 AM - 9:15 AM

Orientation

9:15 AM - 11:45 AM

Harmonizing Varying Workstyles

12:00 PM - 1:15 PM

Team Orientation with Lunch

1:15 PM - 2:30 PM

Managing Compliance Risk - Governance

2:45 PM - 4:45 PM

Managing Compliance Risk - Risk Assessment

5:45 PM - 6:45 PM

Welcome Reception

Tues, Oct 20

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:15 AM

Influencing management

9:15 AM – 9:30 AM

Break

9:30 AM - 10:45 PM

Case study 1

10:45 AM – 11:00 AM

Break

11:00 AM – 11:45 AM

Case study 1 debrief

11:45 AM - 12:45 PM

Lunch

12:45 PM – 1:00 PM

Presentation

1:00 PM - 2:30 PM

Managing compliance risk – testing and monitoring

2:30 PM – 2:45 PM

Break

2:24 PM – 3:45 PM

Compliant management

3:45 PM – 4:00 PM

Break

4:00 PM – 5:15 PM

Managing training

Wed, Oct 21

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:15 AM

Managing compliance risk - reporting

9:15 AM – 9:30 AM

Break

9:30 AM - 12:00 PM

Issue management & root cause analysis

12:00 PM – 1:00 PM

Lunch

1:00 PM – 1:15 PM

Presentation

1:15 PM - 3:15 PM

Case study 2

3:15 PM – 3:30 PM

Break

3:30 PM - 4:30 PM

Case study 2 debrief

5:30 PM – 7:30 PM

Mid-week celebration

Thu, Oct 22

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:30 AM

Data analytics

9:30 AM - 9:45 AM

Break

9:45 AM - 10:45 AM

Change management

10:45 AM - 11:00 AM

Break

11:00 AM - 12:15 PM

Exam & audit management

12:15 PM - 1:15 PM

Lunch

1:15 PM – 2:45 PM

Regulator panel

2:45 PM – 3:00 PM

Break

3:00 PM – 5:00 PM

Case study 3

Fri, Oct 23

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 10:00 AM

Case study presentations

10:00 AM - 10:15 AM

Break

10:15 AM - 11:15 AM

Effective partner engagement

11:15 AM – 12:15 PM

Championing an inclusive, supportive & competitive culture

This program is subject to change. Please bookmark this page to check for continuing updates. Read ABA Conference and School Policies to help answer additional questions.

Keep Me Informed

Get updates on the next session of the Compliance Schools. Contact Nyel Rountree if you have any questions.