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Curriculum | Compliance School - Advanced

2025 Program
We’re working on this school’s program. To see the types of sessions you can expect, check out the 2024 program below.

2024 Schedule

  • Tues, Oct 15

  • Wed, Oct 16

  • Thu, Oct 17

  • Fri, Oct 18

Mon, Oct 14

7:00 AM - 9:00 AM

Registration & Breakfast

9:00 AM - 9:15 AM

Orientation

9:15 AM - 11:45 AM

Harmonizing Diverse Workstyles

12:00 PM - 1:15 PM

Team Orientation & Lunch

1:15 PM - 2:30 PM

Managing Compliance Risk - Governance

2:45 PM - 4:45 PM

Managing Compliance Risk - Risk Assessment

5:00 PM - 6:00 PM

Welcome Reception

Tues, Oct 15

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:15 AM

Influencing Management

9:30 AM - 10:45 AM

Case Study 1

11:00 AM - 11:45 AM

Case Study 1 Debrief

11:45 AM - 12:45 PM

Lunch

12:45 PM - 2:15 PM

Managing Compliance Risk - Monitoring

2:30 PM - 4:00 PM

Complaint Management

4:15 PM - 5:30 PM

Managing Training

Wed, Oct 16

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:15 AM

Managing Compliance Risk - Reporting

9:30 AM - 12:00 PM

Issue Management & Root Cause Analysis

12:00 PM - 1:00 PM

Lunch

1:00 PM - 1:15 PM

Presentation

1:15 PM - 3:15 PM

Case Study 2

3:30 PM - 4:30 PM

Case Study 2 DEBRIEF

5:30 PM - 8:30 PM

Mid-Week Celebration

Thu, Oct 17

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 9:30 AM

Data Analytics

9:45 AM - 10:45 AM

Change Management

11:00 AM - 12:15 PM

Exam & Audit Management

12:15 PM - 1:15 PM

Lunch

1:15 PM - 2:15 PM

Regulator Panel

2:30 PM - 4:30 PM

Case Study 3

Fri, Oct 18

7:00 AM - 8:00 AM

Breakfast

8:00 AM - 10:00 AM

Case Study Presentations

10:15 AM - 11:15 AM

Effective Partner Engagement

11:15 AM - 12:15 PM

Championing an Inclusive & Competitive Culture

Please do not make travel plans to depart before the session ends at 12:15pm. If submitting for credit and you elect to depart early, we cannot grant a certificate of completion.

This program is subject to change. Please bookmark this page to check for continuing updates. Read ABA Conference and School Policies to help answer additional questions.

Keep Me Informed

Get updates on the next session of the Compliance Schools. Contact Nyel Rountree if you have any questions.